|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock Units | (1) | 11/08/2019 | I(2) | 18,201.527 (2) | (3) | (3) | Common Stock | 18,201.527 | $ 58.27 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SWAN ROBERT HOLMES C/O INTEL CORPORATION 2200 MISSION COLLEGE BLVD. SANTA CLARA, CA 95054 |
X | CEO |
/s/ Brian Petirs, attorney-in-fact | 11/12/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each phantom stock unit represents the right to receive the cash value of one share of Intel common stock. |
(2) | The Intel common stock investment option, which represents a hypothetical investment in Intel common stock under the Intel Corporation Sheltered Employee Retirement Plan Plus (the "Plan"), Intel's deferred compensation plan, was closed for all participants, effective November 8, 2019. The reporting person was required to transfer all amounts allocated to the Intel common stock investment option into another investment option under the Plan. Accordingly, on November 8, 2019, the reporting person's balance in the Intel common stock investment option was automatically transferred to a default investment option as reported in this Form 4. For the avoidance of doubt, the reporting person is reporting this disposition, which was approved in advance by the Compensation Committee of Intel's Board of Directors, as a discretionary transaction. |
(3) | Phantom stock units acquired under the Plan were payable in cash following termination of the reporting person's employment or could be transferred into an alternative investment account under the Plan. |